Risk Regulations (MIFID/MAR) SME/ Business Analyst
JOB_52296014569479Job type
TemporaryLocation
LondonWorking Pattern
Full-timeSpecialism
ComplianceIndustry
Banking & Financial ServicesPay
Very Competitive
Tier 1 Bank, MiFID, Risk and Control, Temporary Contract, London, Hybrid
A leading tier 1 bank is looking for someone to join their 1st line Risk and Control team on a temporary contract until the end of the year, supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background in Market Abuse Regulations (MAR), or MIFID
Key Responsibilities:
- Perform detailed control assessments to identify control gaps / enhancement opportunities.
- Perform end-to-end remediation of control gaps / enhancements identified as part of an established program, by defining / shaping the agreed remediation plan
- Support the operation of periodic governance routines, which provide firm-wide, horizontal oversight of compliance with these regulations. Support status reporting of the controls assessment program to various stakeholders / governance forums. Lead working groups on specialist topics.
- Provide subject matter expertise and support the enterprise in its efforts to address the associated regulatory risk. Build effective working relationships with second line of defence and third line of defence.
Experience required
- Extensive knowledge of regulatory risks regarding MAR / MIFID and/or Prohibition and appropriate control frameworks to mitigate these risks (e.g. market manipulation, insider trading, securities fraud, trade surveillance, information barriers).
- Knowledge of operational risk management practices, including risk identification, control design and evaluation of controls.
- Experience designing and implementing control frameworks in accordance with enterprise operational risk frameworks as a business analyst.
- Ability to balance multiple, diverse requirements at any one time, via a prioritised, commercially minded approach that balances business prioritises with compliance risk.
Risk Regulations (MIFID/MAR) SME/ Business AnalystJOB_522960145694792025-02-132025-05-15
Talk to Craig Murray, the specialist consultant managing this position
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JOB_52296014569479