My Learning
Our online learning portal offers free courses that will help develop the skills you need to reach your ambitions, wherever you are in your career.
My Learning
Our online learning portal offers free courses that will help develop the skills you need to reach your ambitions, wherever you are in your career.
Search results for "Financial Compliance"
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Consumer Protection (UAE)
30 min | Suitable for everyoneThis eLearning course is aimed at all staff within a UAE bank or other form of Licensed Financial Institution. It provides an overview of the UAE Central Bank’s Consumer Protection Regulation and explains what it means for employees in a richly interactive and compelling manner. In addition to providing the awareness and core understanding of consumer protection, this module and the end assessment can also be tailored to your firm’s specific code of conduct and business activities.
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Introduction to CASS
30 min | Suitable for everyoneThis interactive and engaging module provides a comprehensive introduction to the FCA’s Client Money and Assets (CASS) rules. It explains why some firms hold client money and assets, and why this aspect of regulation has become such a focus for the FCA, including examples of action taken by the regulator when firms have breached the rules. It provides an overview of some of the specific obligations on firms that hold client money or assets, including the need for strict segregation of client and firm money and assets, as well as the rules relating to documentation and reconciliation. Finally, it explores the specific governance requirements the FCA places on CASS firms. -
Module 9: Sanctions, Penalties, and Codes of Conduct
1 hr 20 min | Suitable for everyoneThis module examines the enforcement mechanisms of the AI Act, focusing on sanctions, financial penalties, and voluntary Codes of Conduct that help organizations align with compliance expectations.